3. The AML Compliance Tab
Once the individual's identity information has been uploaded and a determination has been made, navigate to your firm's Work>AML Compliance tab.
Initially, every entity your firm manages will appear in the ‘Undergoing CDD’ subsection on the ‘AML Compliance’ tab.
After completing the AML workflow the entity will be moved to the ‘Completed CDD’ tab.
You can apply filters to the workflow in the left-hand column, to view the clients' list by:
Date scheduled to be completed
Level of CDD
Level of risk