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    AML Reports

    This article will show you how to extract reports from the AML section of Connectworks and also defines all the different types of AML reports available in Connectworks.

    To ensure the AML reports are accurate, you must first complete the AML workflow for your client(s), please refer to Using The Client Due Diligence Workflow to guide you through the process.


    Types of reports 

    CDD Status Report (CSV) - The report shows the status of the CDD workflow for each client. The columns correspond mostly to the gallery filters, with some additional client management columns. The report can be used for answering some questions required for a firm's annual AML report.

    CDD Report (CSV) - The report shows information from the CDD workflow for each client. The columns correspond mostly to fields in the workflow, with some from gallery filters, and some additional client management columns. The report can be used for answering some questions required for a firm's annual AML report.

    Identity Verification Report (CSV) - This report provides a list of associated parties and individual clients that have has identity verification completed. This report can help you determine which individuals still need identity evidence uploaded. 

     

    How to download reports

    1. In the Firm workspace, navigate to the Work tab

    2. Within the AML Compliance section, select either Undergoing CDD or Completed CDD.

    3. Click on the "I would like to..." drop-down menu on the top right-hand side of the page. This will display the list of AML reports available in Connectworks.

    3. Simply select any report to download it.


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