AML Reports

Overview 

This article will show you how to extract reports from the AML section of Connectworks and also defines all the different types of AML reports available in Connectworks.

To ensure the AML reports are accurate, you must first complete the AML workflow for your client(s), please refer to Using The Client Due Diligence Workflow to guide you through the process.

Contents

1. How to download reports

2. Types of reports

 

How to download reports

1. In the Firm workspace, navigate to the Work tab

2. Within the AML Compliance section, select either "Undergoing CDD" or "Completed CDD"

3. Click on the "I would like to..." drop-down menu on the top right-hand side of the page. This will display the list of AML reports available in Connectworks.

3. Simply select any report to download it.

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Types of reports 

CDD Status Report (CSV)The report shows the status of the CDD workflow for each client. The columns correspond mostly to the gallery filters, with some additional client management columns. The report can be used for answering some questions required for a firm's annual AML report.

CDD Report (CSV)The report shows information from the CDD workflow for each client. The columns correspond mostly to fields in the workflow, with some from gallery filters, and some additional client management columns. The report can be used for answering some questions required for a firm's annual AML report.