3. The AML Compliance Tab

Once the individual's identity information has been uploaded and a determination has been made, navigate to your firm's ‘Work>AML Compliance’ tab. 

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Initially, every entity your firm manages will appear in the ‘Undergoing CDD’ subsection on the ‘AML Compliance’ tab.

After completing the AML workflow the entity will be moved to the ‘Completed CDD’ tab.

You can apply filters to the workflow in the left-hand column, to view the clients' list by:

  • Date scheduled to be completed
  • Review status
  • Level of CDD
  • Level of risk
  • Client type
  • Business unit
  • Partner
  • Manager